Designing Effective AML Policies & Procedures

- Register and complete the payment through the official training website.

- Upon successful registration, an invitation email—including the access link, workshop resources, and Pre- & Post-Assessment links—will be sent one day before the workshop.

This workshop covers elements of AML framework and building policies and procedures with an understanding of how to structure, draft, and adding the relevant workflows and operationalize AML policies that align with regulatory obligations and in line with the Business Wide Risk assessment and company’s Risk appetite. 

Compliance – MLRO – Risk – Operations – Senior Management 

Certificate of participation issued by UASA & CMA. 

• Regulatory Obligations & Standard Policy

• Core Components of AML Policies & Procedures

• Integrating Risk-Based AML Controls

• Operational & Escalation Workflows

• Internal Controls and Frameworks

• Role of Internal and External Audit

• Internal Testing & Audit Trails

• Policy Maintenance and Versioning

• Board and Governance Oversight

This workshop guides participants through the full lifecycle of building, structuring, and maintaining AML policies and procedures that are fully aligned with regulatory expectations and business wide risk assessment.

It gives an overview of the AML documentation, such as policies, procedural workflows, and escalation protocols and incorporating the legal and regulatory obligations. It also focuses on how companies can embed risk-based AML controls into policy section, ensuring that measures are tailored to customer, product, distribution channel, and geographic risks. There will be an overview of workflows for onboarding, monitoring, STR reporting, and enhanced reviews; highlighting the importance of quality assurance, version control, internal audit trails, and governance oversight to ensure policies remain current and effective.