WORKSHOPS

- Register and complete the payment through the official training website.

- Upon successful registration, an invitation email—including the access link, workshop resources, and Pre- & Post-Assessment links—will be sent one day before the workshop.

The workshop is a comprehensive analysis of the role and responsibilities of a Money Laundering Reporting Officer. This practical one-day session outlines the legislative framework and explores the split of responsibilities between the firm’s senior management and the MLRO. participants will gain an understanding of how to develop a money-laundering risk assessment as well as the practicalities of managing the firm’s suspicious activity reporting arrangements.

The workshop is suitable for professionals working within the capital markets and financial services industry including compliance officers, those involved in oversight, disclosure, listing, inspection and enforcement and individuals from supervisory departments.

Certificate of participation issued by UASA & CMA.

15:00 - 16:20 Session 1

16:20 - 16:30 Break

16:30 - 17:50 Session 2

17:50 - 18:00 Break

18:00 - 19:00 Session 3

• What is the high-profile role of the MLRO?

• Define the Senior Manager’s Accountability, and the role and responsibility

of the MLRO and Nominated Officer, including financial crime compliance

reporting responsibilities

• Understand responsibilities vs. senior management’s

• The statutory and regulatory origins of the MLRO’s responsibilities and the

parallel responsibilities of senior management

• Management information obligations in addition to the annual report required

by regulatory Rules to be delivered from the MLRO to senior management

• The day-to-day management of the AML & CTF regime

• Money laundering and the financing of terrorism

• The importance of best practice standards in the industry, relevant regulators’

guidance

• Risk-based approach is and how to produce a risk-based AML assessment

of a firm’s business

• The emerging transnational organized crime risk threat assessment and

trends including money laundering; financing of terrorism and proliferation;

fraud; sanctions evasion; tax evasion; bribery and corruption; modern

slavery and human trafficking (Modern Day Slavery)

• Managing the direct and indirect risks of virtual assets, also referred to as

crypto assets

• Case Studies and Group Discussions throughout