WORKSHOPS

- Register and complete the payment through the official training website.

- Upon successful registration, an invitation email—including the access link, workshop resources, and Pre- & Post-Assessment links—will be sent one day before the workshop.

The Regulatory Compliance and Cybersecurity Standards in Finance course provides

a deep understanding of the legal and regulatory frameworks governing

cybersecurity in the financial sector. Participants will explore global cybersecurity

standards, data protection laws, and financial industry regulations, including the

NIST Cybersecurity Framework, ISO 27001, PCI DSS, GDPR, and CCPA. The workshop

also covers compliance requirements for financial institutions, such as FINRA guidelines,

Anti-Money Laundering (AML) regulations, and cybersecurity audit processes.

Learners will gain insights into best practices for compliance monitoring, cyber

risk assessments, and implementing a cybersecurity compliance strategy to meet

evolving regulatory expectations. By the end of this workshop, participants will be

equipped with the knowledge and tools to ensure financial institutions remain compliant,

secure, and resilient against cyber threats.

• Compliance Officers and Risk Managers

• Cybersecurity and IT Professionals

• Finance and Banking Professionals

• Regulators and Policymakers

• Legal and Data Privacy Experts

• Auditors and Consultants

Certificate of participation issued by the UASA & SCA Professional Training & Examinations Centre.

15:00 - 16:20 Session 1

16:20 - 16:30 Break

16:30 - 17:50 Session 2

17:50 - 18:00 Break

18:00 - 19:00 Session 3

? Overview of Financial Cybersecurity Regulations

? NIST Cybersecurity Framework

? ISO 27001 and Information Security Standards

? PCI DSS for Payment Security

? Data Privacy Laws (GDPR, CCPA)

? Financial Industry Regulatory Authority (FINRA) Guidelines

? Anti-Money Laundering (AML) and Cybersecurity

? Cyber Audits and Compliance Monitoring

? Implementing a Compliance Strategy