WORKSHOPS

The workshop aims to familiarize participants with the risks facing the capital markets, including operational risks, investment risks, liquidity, and others, as well as corporate risk management. During this workshop, participants will learn about the roles and responsibilities for risk based on the best practice approaches. Participants will learn about the impact of technological changes, advancements in AI, ML, and data techniques and how these can be best utilized to improve system efficiency and resiliency. The workshop explores how to deal with the financial risks and understand how to mitigate current challenges and how lessons from AML and fraud can help prevent mismanagement. The main odjective of this workshop is to provide with all the detailed knowledge about risks related to finiancial.

The scope of financial risk is such that the workshop is suitable for professionals working within the financial services industry including Compliance officers and Money Laundering Reporting officers, those involved in regulation, law enforcement, trade and commerce and individuals from bi-lateral development institutions and civil society organisations. 

Certificate of participation issued by the UASA & SCA Professional Training & Examinations Centre.

15:00 - 16:20 Session 1

16:20 - 16:30 Break

16:30 - 17:50 Session 2

17:50 - 18:00 Break

18:00 - 19:00 Session 3

PRINCIPLES OF RISK MANAGEMENT:,  

   - Introduction to Risk in Business

   - Specific risks in financial services

International Risk Regulation: 

   - Bank for International Settlements

   - Organizational capital standards in accordance with the Basel decisions

   - Principle-based regulations

   - Other relevant regulations

Operational Risks:

   - Operational Risk Policy

   - Operational Risk Framework

   - Identification of operational risks

   - Assessment and measurement of operational risks

   - Operational Risk Management

Credit Risk:

   - Determining credit risk

   - Measurement of credit risk

   - Credit risk management

Market Risk:

   - identifying market risks

   - Market Risk Management

Investment Risks:

   - Measuring investment returns

   - Determining investment risks

Liquidity Risk:

   - Determining liquidity risk

   - Measurement of liquidity risk

   - Liquidity risk management

Governance and Control of Risks:

   - Internal Corporate Governance

   - Company culture and leadership

   - Risk management within financial services

Typical Risks

   - Typical Risk Overview

Enterprise Risk Management:

   - Overview of Enterprise Risk Management